At a glance
Type: venue
Jurisdiction: United States (TSV Exemption)
Chain: unknown
Status: TSV notice published 2026-10-04
Last updated: 2026-10-31
| Field | Value |
|---|---|
| name | OKXICE TSV |
| jurisdiction | United States (TSV Exemption) |
| product_name | Tokenized Securities Venue |
| structure | Permissioned AMM (Uniswap v4 hook) |
| chains | unknown |
| who_can_buy | Holders of access soulbound tokens; U.S. person conditions per order |
| num_assets | 63 symbols listed in notice |
In plain English: OKXICE is the first onchain venue to publish plans under the SEC’s Innovation Exemption, using Uniswap pools.
The first public TSV notice under the Innovation Exemption, dated 4 Oct 2026 (OKXICE notice). Design per the notice: Uniswap v4 pools with an OKXICE TSV hook, access via soulbound tokens, pairs against USDC/USDG/USDT, no order book and no custody; it describes admin-key governance.
The notice lists 63 symbols for 62 companies, since Alphabet has two share classes (GOOG and GOOGL) (counted from the OKXICE notice, 4 Oct, raw/04). Cerebras is not among them; OKXICE’s own notices list it as an objector (see below). Coverage: Ledger Insights, Crypto Briefing (news).
Issuer objections
OKXICE’s public notice of 30 Oct 2026 lists 50 issuers that objected, up from 38 on 28 Oct. New since 28 Oct: CrowdStrike, Corning, Micron, IREN, USA Rare Earth, Bloom Energy, NIKE, NVIDIA, Palo Alto Networks, Costco, Reddit and Hewlett Packard Enterprise. The notice still gives no trading start date (OKXICE notice, 30 Oct, raw/163).
OKXICE’s public notice of 28 Oct 2026 lists 38 issuers that objected, up from 22 on 23 Oct. New since 23 Oct: IBM, IonQ, Oracle, Intel, JPMorgan, AMD, Applied Materials, Coca-Cola, Adobe, Dell, Sandisk, Eli Lilly, Carnival, Arcos Dorados, Walmart and Cigna. The notice still gives no trading start date (OKXICE notice, 28 Oct, raw/154).
OKXICE’s public notice of 23 Oct 2026 lists 22 issuers that objected: Cerebras (CBRS), AppLovin, Applied Digital, Rocket Lab, CoreWeave, Verizon, Applied Optoelectronics, Broadcom, UnitedHealth, Goldman Sachs, Microsoft, Qualcomm, Caterpillar, McDonald’s, Western Digital, Alphabet (GOOG/GOOGL), Arm, Wells Fargo, Moderna, Cisco, Intuit and Marvell (OKXICE notice, 23 Oct).
The first 16 were already on its 19 Oct notice; Arm, Wells Fargo, Moderna, Cisco, Intuit and Marvell are new (OKXICE notice, 19 Oct). Wells Fargo and Arm were not on the 4 Oct list, so not every objection removes a listed stock (raw/04; raw/106). CNBC’s 21 Oct count of 16 matches the 19 Oct notice (CNBC, news).
Cerebras appears as an objector even though it was not among the 63 symbols in the 4 Oct notice; neither notice says why (possibly an objection filed ahead of a listing; unverified). Under the Innovation Exemption the venue must notify each issuer and wait 30 days after receipt before trading (CNBC). Per Nasdaq’s issuer FAQ, objections go directly to the venue that sent the notice and count only for that venue; there is no blanket opt-out across all TSVs (Nasdaq FAQ, raw/156).
What this means for holders
- OKXICE is a TSV under the Innovation Exemption: access is controlled through non-transferable access tokens, and trading pairs are stablecoins (USDC, USDG, USDT) (OKX).
- The venue does not hold your tokens (OKX).
- Issuers can object to third-party tokens of their stock: 50 had objected by 30 Oct 2026, which can keep those stocks off the venue (OKXICE notice).
Reference information only, not investment advice.
Sources
Public originals for the facts on this page.
- https://didalabs.com/tokenized-stock-objection/
- https://www.ledgerinsights.com/ice-okx-venture-plans-trading-of-tokenized-us-stocks-via-uniswap-pools/
- https://cryptobriefing.com/okx-ice-uniswap-v4-hooks-tokenized-stocks/
- https://www.cnbc.com/2026/10/21/tokenized-stocks-us-companies-object.html
- https://www.sec.gov/files/rules/exorders/2026/34-106402.pdf
- https://www.nasdaq.com/docs/listings/faq-sec-innovation-exemption
Last checked 2026-10-31. Headline fields only; unknown means not yet verified from a source.